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NISM-12
Created by
Suresh Varma
Categories
Fundamental Analysis
Overview
Curriculum
Instructor
FAQs
NISM XII exam is mandatory for certain job roles in the financial services industry, particularly those involving securities market activities.
NISM Series XII, commonly referred to as NISM 12, is a certification exam offered by the National Institute of Securities Markets (NISM) in India. This exam is officially titled the NISM-Series-XII: Securities Markets Foundation Certification Examination. It is designed to provide a basic understanding of various aspects of the Indian securities markets, including its structure, processes, and key players.
Who is this course for?
The certification is suitable for beginners or anyone looking to start a career in the financial services sector, particularly in areas related to securities markets. It is also beneficial for those who want to gain foundational knowledge to build on with more advanced certifications.
- New entrants to the financial services industry
- Students and professionals seeking foundational knowledge in securities markets
- Anyone interested in understanding the basics of Indian financial markets
Is This Course Certified?
Yes, upon successful course completion, you are eligible for two certifications:
- A certificate from FPA Edutech after passing two tests with scores of 70% or above.
- A certificate from NISM after registering and passing the NISM certification exam.
- Curriculum
Course Structure
I. UNDERSTANDING SECURITIES MARKETS AND PERFORMANCE
- Securities Markets: Structure and Participants
- Role of Securities Markets
II. SECURITIES: TYPES, FEATURES AND CONCEPTS OF ASSET ALLOCATION AND INVESTING
- Securities available in the securities market
- Choosing between Debt and Equity Investment Avenues
- Characteristics and role of Commodities as an asset class
- Derivatives as investments
- Asset Allocation and Diversification
III. PRIMARY MARKETS
- Primary Market: Definition and Functions
- Primary Vs Secondary Markets
- Intermediaries in Primary Market
- Private Placements in Equity and Debt
IV. SECONDARY MARKETS
- Role and Function of the Secondary Market
- Types of secondary markets for different securities
- Market Structure and Participants
- Secondary market trading and reporting for debt securities
V. MUTUAL FUNDS
- Meaning and Description of a Mutual Fund
- Terms and Concepts Related to Mutual Funds
- Types of Open-ended Mutual Fund Products
- Types of Closed-ended Mutual Fund Schemes
- Investment approaches – active and passive
- Investor Service Standards
VI. DERIVATIVE MARKETS
- Derivatives
- Underlying concepts in Derivatives
- Types of Derivative Products
- Market Indicators
VII. PRACTICAL IN EQUITY MARKET DEMAT ACCOUNT
About the Instructor
Suresh Varma
Suresh Varma, an esteemed alumnus of IIT and IIM, is a finance expert who has also cleared CFA Level 3. With over a decade of experience, Suresh excels in demystifying complex financial concepts. His impressive track record includes more than 5000 hours of training for the Financial Modeling course and the CFA program, making him a sought-after instructor. His unique ability to simplify intricate topics has empowered countless professionals and students to excel in their financial careers. Join Suresh for an engaging and insightful learning journey that blends deep expertise with clear, accessible teaching.
What is the NISM 12 certification exam?
The NISM 12 certification exam, also known as the Securities Markets Foundation Certification, is a basic-level exam designed to provide an understanding of the Indian securities markets, including its structure, processes, and key participants.
Who should take the NISM 12 certification exam?
The exam is ideal for individuals who are new to the financial services industry, students, and professionals seeking foundational knowledge of the securities markets, or anyone interested in gaining insights into Indian financial markets.
What topics are covered in the NISM 12 certification exam?
The exam covers various topics, including an overview of the Indian securities markets, regulatory framework, primary and secondary markets, market participants, financial products like equity and debt, and the trading, clearing, and settlement processes.
What are the benefits of taking the NISM 12 certification exam?
Passing the NISM 12 certification exam helps individuals build a strong foundation in the securities markets, making them more competitive for roles in the financial services industry. It also meets certain regulatory requirements for specific job roles.
How can I prepare for the NISM 12 certification exam?
You can prepare by studying the NISM-prescribed material, enrolling in a comprehensive video course (like the one offered on this page), and practicing with sample questions and mock exams to get familiar with the exam pattern.
How is the NISM 12 certification exam structured?
The exam consists of 100 multiple-choice questions, each carrying 1 mark. The exam duration is 2 hours, and the passing score is typically 50%. There is no negative marking for wrong answers.
What is the validity of the NISM 12 certification?
The NISM 12 certification is valid for three years from the date of passing the exam. After this period, candidates need to take a Continuing Professional Education (CPE) course or reappear for the exam to renew the certification.
Where can I take the NISM 12 certification exam?
The exam is conducted at NISM-accredited test centers across India. You can register for the exam online through the NISM website.
What are the fees for the NISM 12 certification exam?
The fees for the NISM 12 certification exam vary, but it typically costs around INR 1500. Please check the official NISM website for the most up-to-date information.
What study materials are available for the NISM 12 certification exam?
Study materials, including the official workbook, are available on the NISM website. Additionally, our video course provides comprehensive coverage of all exam topics, practice questions, and tips for success.
Will I receive a certification?
Yes, you can receive two certifications upon successful course completion: 1. Certificate from FPA Edutech after passing two tests with scores of 70% or above. 2. Certificate from NISM upon registration and passing the NISM certification exam.
